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An approach to monitor pine caterpillar using TM imagery

Dai Changda, Lei Liping, Hu Deyong, Wang Jiesheng
Remote Sensing Satellite Ground Station
Chinese Academy of Sciences
P.O. Box 8701 Beijing, China


Abstract
This paper deals with an approach to monitor pine caterpillar damage by using TM image. Through numerical analysis of samples, a set of TM data image processing methods were developed accordingly. Calculating and classifying the normalized perpendicular vegetation index and greenness change index provided an effective measure to detect insect damage of forest. A damage map with three levels varying from severe, light and unaffected was mode out. The area of each level and its attribute percentage were counted based on pixels and had satisfied accuracy comparing to the field investigating results. This map showed comprehensively the caterpillar damage status and could meet the requirement of practical utilization.

Introduction
In recent years the pine caterpillar spreads widely and rapidly in China and causes damage to the forest not less than the forest fire. We have carried out an experimental study on monitoring caterpillar by the TM data with an aim to get timely precise pest information which is important in taking action against the pests.

Study site and TM data
The study site is a state-owned Gushan forest farm in Chuzhou county, Anhui province, located in the lower middle reaches of Yangzi river. In that area valleys were cultivated for growing rice, wheat, rape and other crops. The hill slopes were afforested dominantly with Masson pine trees after 1950. Now the man-make pine forest has grown up, but caterpillar becomes a problem. In the spring of 1988 more than half of the forest suffered different disaster of pest damage. After treatment, the over sintering caterpillar were under controlling the spring of 1989. Two WRS 123/28 scenes of TM data of April 23, 1988 and April 26, 1989 were chosen. Comparison can, therefore, be made not only among different field locations for 1988, but also between the same field locations of 1988 and 1989.

Image processing and information extraction
Caterpillars Consume pine needles, causing reduction of leaf are and changing thermal status in the plant. This will decrease brightness of TM4 and increase that of TM 3,5 and 7, . But these changes are influenced by many interfering factors caused by complicated ground objects and atmospheric conditions. The following processing stapes are taken to enhance our required information.
  1. Statistical Analysis of Image
    The statistical analysis of the study site windows for 1988 and 1989 TM data shows: the mean brightness of all bands except TM4 and the minimum brightness for all bands are higher in 1988 while ratio of TM4 and mean brightness of TM4 are higher in 1989. This indicates the reduction of biomass in 1988 by caterpillars.

  2. Rationing and Smoothing of Data
    Spectral analysis of forest areas in different pest-affected levels and non-forest ground objects such as residential area, cultivated field, water body, etc., shows that they are very complicated in spectral characteristics and dispersed widely in brightness. TO eliminate the interference from these non-forest ground object, ratioing of TM4 to TM3 was carried out and followed by 5X5 template smoothing.. These processing provides a means to differentiate the pine forest by the complicated background.

  3. Perpendicular Vegetation Index (PVI) Calculation.
    Sunlight can still seep through masson pine forests even though they are very closed. This means that the spectral data of pine forest on TM image include certain information of Soil. It also jam the damage information. A couple of treatments including ratio-based indices and PVI were tested and the PVI was proved to be the most sensitive symptoms of the damage. Sample pixels in unaffected forests were of highest PVI values, while the value decreased from those lightly affected to those severely affected. Therefore using PVI to detect leaf area and biomass may be favorable. PVI is the distance of a point in TM3/TM4 two dimensional space to the soil (non-vegetation) line, while the soilline is fitted from the points of non-vegetation ground object in the two dimensional space [1]. For the chosen TM scenes of 1988 and 1989 the soil lines are

    and Y = 19.11 + 0.83X
    Y =  11.1  + 1.03X

    respectively.

    The PVI value for each forest pixel is calculated. The lower is the PVI value, The more severe is the pest problem.

  4. Normalization of PVI and Use in Classification
    As PVI values were derived from non calibrated CCT data, which were still to influence of noise by atmospherical condition sensor behavior and elevation, etc., Normalization of PVI is necessary in order to make comparing analysis more reliable and precise. According to formula of Caloz (2).

    NPVI = PVI/SE

    Where SE is the deviation of the soil line. The NPVI values for images of 1988 and 1989 are calculated. Pixels with NPVI values between 96 to 120 belong to healthy forest with the caterpillar density less than 1 piece per tree and needle damage less then 10%. Light affected areas have NPVI in region of 75 to 95, with caterpillar density less than 3 pieces per tree and needle damage less than 10-30% . The severely damaged areas have NPVI vlues between 51 to 74, with caterpillar density lager than 3 pieces per tree and needle damage more than 30%. The damage map for the overwintering caterpillar in 1988 was made.

  5. Calculating and Classifying Greenness Change Index
    In order to study the feasibility of extracted change information of damage, we conducted a precise geometrical correction according to ground control points. The NPVI value of 1989 minus that of 1988 was called Greenness Change Index (GCI), which indicated the increase of biomass resulted from normal growth of pine trees from 1988 to 1989 and the regenerated needles due to elimination of caterpillar by synthetical measures after the plague. It was obvious that GCI values were usually larger in severely affected area. Those in light or not affected areas were comparatively small. According to sample data study, GCI values in severely affected area were all larger than 20, light area 7 to 19. GCI values less than 7 were associated with healthy growing plants. In this way another damage map in the spring of 1988 was derived from data of both years.

  6. Output of Damage Map, Counting Areas of Each Damage Level
    Two damage maps mentioned above showed similar distribution of effected forests as expected. GCI method was not favorable to be popularized to be popularized for its doubled costs of two temporal data and their processing work. So we took only the classified NPVI damage map as output by designating severely affected, lightly affected and unaffected areas with red, yellow and green, while non forest areas with black.
Results and conclusion
The final damage map and statistics of damage levels of 1988 indicates that total affected area reaches 52% of the total pine forest, among which severely affected area is larger than lightly affected area. They are 29% and 23% of total forest area respectively.

In order to assess the accuracy of this result, a hazard map based on field investigation conducted by the technician of that farm was reduced to the same scale as the TM image. In spite of the fact that the hazard map was drawn on the basis of forest subcompartment, while the TM damage map was derived pixel by pixel, these two maps give fairly good coincidence in results both in percentage of each damage level (cf. table), and in distribution status. This proves reliable and can meet the requirement of practical utilization in caterpillar prevention and control.

Table. Results of detecting pine caterpillar hazard by two methods
Hazard level Percent of total forest area
From TM image by ground survey
Server 29.10 30
Light 22.84 28
Not affected 48.06 42


Literature
  • Wang Jiesheng et al, Remote Sensing of Environment, China, Vol. 4, No. 4, 1989. pp. 243-248.
  • R. Caloz et al, Proceedings of IGARSS' 86 Symposium, Vol.III,p.p. 1471-1475.